Webinar Description

This webinar will provide background on the growing IAR CE rule, as well as tips to establish effective compliance oversight. Get clarity on common state registration questions that could impact your adviser's registration. We'll also share proven strategies to maximize credits, including how to leverage CFP® dual credit and apply FINRA Regulatory Element towards the requirement. 

Key Topics Include:

• Understanding IAR CE requirements and compliance obligations 

• CFP® and FINRA Regulatory Element dual credit strategies 

• Managing CE tracking and reporting processes effectively   

During this webinar, Quest CE's team of industry knowledge experts will walk through how to fully understand the IAR CE rules, help maximize advisers' CE credits and how to manage credit completion. They'll also provide practical tips for streamlining your firm's CE tracking process and avoiding common compliance pitfalls.

Join the discussion February 6th, 2025 at 11AM CT.